All answers

Question Answer Description Datasource and Evidence Comment
# of people living in informal settlements Strong Evidence

By multiplying the number of households with the city's average household size according to census 2011 data, we get a sense of how many people live in informal settlements

# HH * household size (2016) 339 520 people. By multiplying the number of households with the city's average household size according to census 2011 data, we get a sense of how many people live in informal settlements.
# HH living in informal settlements Strong Evidence

The number of households residing in informal settlements across the entire city.

HDA Report, 2013 The number of households residing in informal settlements across the entire city.
% of municipal population Strong Evidence

This figure represents the proportion of the city's population living in informal settlements. In other words, one in ten people live in an informal settlement.

Census 2011 9% This figure represents the proportion of the city's population living in informal settlements. In other words, one in ten people live in an informal settlement.
Has a department been assigned to take responsibility for the strategy? Strong Evidence

A leading department needs to take responsibility for the strategy.

IDP/ BEPP 2017/18 Department of Human Settlements. A leading department needs to take responsibility for the strategy.
Does the council have an official informal settlements upgrading strategy? Strong Evidence

Every city should have an informal settlement upgrading strategy articulated in their core municipal doucmentation.

IDP/ BEPP 2017/18 Sustainable Human Settlement Urbanization Plan (2012) / Formalization of Informal Settlements Program. Every city should have an informal settlement upgrading strategy articulated in their core municipal documentation.
Timeframe to eradicate backlog conventionally (years) No Evidence

This indicator seeks to understand if the city government can realistically deliver each informal settlement household a house in a reasonable (<15 years) time period

IDP/ BEPP 2016/17 review No data. This indicator seeks to understand if the city government can realistically deliver each informal settlement household a house in a reasonable (<15 years) time period.
What percentage of municipal capital budget is reserved for upgrading informal settlements? Strong Evidence

City governments should clearly indicate the proportion of capital budgets, like the Urban Settlements Development Grant, is reserved for informal settlement upgrading.

National Treasury evaluation, 2016 45% (or R846 million). City governments should clearly indicate the proportion of capital budgets, like the Urban Settlements Development Grant, is reserved for informal settlement upgrading.
Does the budget align with the municipal targets for upgrading informal settlements? Strong Evidence

There should be a clear alignment between the strategy and the budgets allocated to implement that strategy.

National Treasury evaluation, 2016 Ekurhuleni spends the second highest proportion of capital budget on informal settlements of all cities. There should be a clear alignment between the strategy and the budgets allocated to implement that strategy.
Is there a clear statement of the assessment and categorisation of informal settlements? Strong Evidence

The HDA has developed guidelines to assess informal settlements. The following categories are used: A: Full upgrade - consisting of full services, top-structures and formal tenure B1: Interim basic services - where/full upgradingis feasible but not imminent B2: Emergency basic services - Where full upgrading is not viable or appropriate C: Relocations - Where there are urgent health or safety threats

IDP/ BEPP 2016/17 review Completed: 28% Full upgrade (A): 25% Interim services (B1): 39% Emergency services (B2): 0% Relocation (C): 7% "The HDA has developed guidelines to assess informal settlements. The following categories are used: A: Full upgrade - consisting of full services, top-structures and formal tenure B1: Interim basic services - where/full upgradingis feasible but not imminent B2: Emergency basic services - Where full upgrading is not viable or appropriate C: Relocations - Where there are urgent health or safety threats"
Has a systematic assessment and categorisation of informal settlements been carried out? Strong Evidence

HDA guidelines recommend that city governments conduct a rapid assessment and categorisation of informal settlements.

IDP/ BEPP 2016/17 review Informal Settlements database. HDA guidelines recommend that city governments conduct a rapid assessment and categorization of informal settlements.
% of Provincial total Strong Evidence

This figure indicates that 41% of informal settlements in the Eastern Cape Province is located in East London.

HDA Report, 2013 29% This figure indicates that 29% of informal settlements in the Gauteng Province is located in Johannesburg.
# of IS (smallest unit defined) Strong Evidence

Informal settlements are differently defined by cities, and are sometimes called settlements, pockets, or clusters. The number presented here is the smallest measurable unit.

BEPP 2017/18 181 units. Informal settlements are differently defined by cities, and are sometimes called settlements, pockets, or clusters. The number presented here is the smallest measurable unit.
Is the city council's adopted strategy an appropriate response to the scale of informality? Partial Evidence

This indicator is a qualitative assessment by Isandla Institute when taking into account the nature of the upgrading strategy.

Qualitative assessment The strategy responds to the scale of informality. However, insufficient detail is provided. This indicator is a qualitative assessment by Isandla Institute when taking into account the nature of the upgrading strategy.
Is the rapid assessment and categorisation an appropriate response to the nature and extent of informality? Partial Evidence

Determining the appropriateness of the city government's assessment and categorisation is a qualitative appraisal by Isandla Institute

IDP/ BEPP 2016/17 review The city government claims to have completed 45 informal settlement upgrading projects and 26 relocations out of 252 informal settlements. This is questionable given the extent of informality. Determining the appropriateness of the city government's assessment and categorisation is a qualitative appraisal by Isandla Institute.
Annual IS growth rate Strong Evidence

The growth rate of informal settlements is calculated by comparing census 2001 and 2011 data.

Census 2011 -1% The growth rate of informal settlements is calculated by comparing census 2001 and 2011 data.
How many houses are delivered per annum? No Evidence

Knowing the annual housing delivery rate will provide evidence of whether the city government can meet the needs of informal settlements through the conventional housing programme.

IDP/ BEPP 2016/17 review No data. Knowing the annual housing delivery rate will provide evidence of whether the city government can meet the needs of informal settlements through the conventional housing programme.
Is there a clear indication of the extent of housing demand/ backlog? Strong Evidence

It is important to know if the city government is prioritising housing as a response to informal settlements.

SHSUP 2017 320,000 households. It is important to know if the city government is prioritizing housing as a response to informal settlements.
Is there a clear breakdown of budgets reserved for informal settlement upgrading in the city's capital budget? Strong Evidence

City governments should clearly indicate the proportion of capital budgets, like the Urban Settlements Development Grant, is reserved for informal settlement upgrading.

MTREF Budget 2016/17 Yes budgets indicate expenditure on informal settlement upgrading. City governments should clearly indicate the proportion of capital budgets, like the Urban Settlements Development Grant, is reserved for informal settlement upgrading.
Is the essence of the upgrading strategy upfront apparent? Strong Evidence

Every strategy should be clearly state, without ambiguity and uncertainty, what the city's strategy of upgrading informal settlements is. In this way, citizens can hold their governments to account.

CoJ SDF 2017/18 The strategy indicates that incremental upgrading and formalization. Insufficient detail is provided. Every strategy should be clearly state, without ambiguity and uncertainty, what the city's strategy of upgrading informal settlements is. In this way, citizens can hold their governments to account.

Meta data

Date the data became available   Unknown
Format of data   Unknown
Reviewer   Isandla Institute
Submitters   Isandla Institute
Last modified   Thu Dec 14 2017 09:06:52 GMT+0000 (UTC)